Your mission to regulatory compliance.

Ensure regulatory compliance and be ahead of the game by using our comprehensive online tool.

RegGateway provides you, your team and your organisation with all relevant information and tools ensure regulatory compliance. In particular through:

Combining high legal expertise with technology

How can RegGateway support me?

RegGateway consists of different tools which shall support legal and compliance functions with respect to different challenges related to regulatory law and shall therefore be your “go to tool” for your daily regulatory work. In particular, RegGateway offers the following features:

Horizon Scanning

RegRadar and RegTracker keep you informed about the developments of new regulatory initiatives, whereby RegTracker is focused on the most essential developments, while RegTracker covers all Level 1 EU developments and legal acts on the national level.

Researching applicable regulatory law

RegDatabase is your single access point and golden sourcebook for regulatory law as it collects all regulatory acts in the covered regions, thus avoiding time-consuming research and searching different websites. Also, an advanced search function.
Building up your institution specific library and commentary
In its advanced function, RegDatabase offers you the ability to make and save comments to the various regulatory acts and their provisions and building your own library of acts which are relevant to your institution and your team.
Working with and implementing new regulatory requirements
CompareActs provides you with DeltaViews/Markups (Lesefasssungen) of amendments of existing key regulatory acts, shortly after the publication of draft versions.
Compliance Monitoring / MaRisk Compliance
RegCompliance is a newly developed tool to systematically monitor new developments, check whether they are relevant for your institution, assess impacts of non-compliance and help you to manage the implementation.

RegGateway makes finding regulatory decentralised information a thing of the past. The tool is a one-stop 360° Regulatory change management solution.

No More Excel Tables Complex Tools Knowledge Drain

RegRadar

A tool that highlights key actions for decision-makers:

Track key regulatory initiatives at a glance by topic, jurisdiction, importance and current status of the legislative process, including a brief summary of the main content and the expected date of application. The RegRadar can be used to get a quick overview of the key regulatory developments affecting the financial industry on a horizon of one, two and three years. 

RegTracker

A timeline for current key financial regulatory initiatives:

Track the legislative process of a new regulation step by step, from first political discussion to review. The acts are again grouped by matter subject. By clicking a on specific stage, you can see details regarding this stage and a link which leads you to the relevant regulatory document. The timeline will also show you the impact date in terms of the implementation deadline.

RegDatabase

The financial regulatory law sourcebook:

A comprehensive inventory of all Level 1, 2 and 3 (including draft) German and European financial regulatory laws; guarantees a holistic view of the constantly changing regulatory environment, in a “TreeView“ sorted according to subject areas of financial regulatory law. This creates a single rule book for the entire financial regulatory law, including full access to the most relevant legal acts on an article level, including mapped Single Rulebooks, by EBA and ESMA, like UCITS, MiFID, MiFIR, CRAR, CRD, CRR, PSD and BRRD.

Individual Libraries

Your individual legal repository:

Create your own legal inventory/ obligations register for your institution and/or department, based on the comprehensive RegDatabase. In addition, you can link acts with commentaries, your personal notes or additional documents, eg internal policies and create links. In this way, our tool can serve as your central repository for Compliance/Governance.

CompareActs

Track changes:

A tool which prepares legal compare versions of new key financial regulatory acts ahead of any publicly available versions. Read the future versions of a law early, including the official explanatory memorandum, and identify any legislative changes.

RegCompliance

Your comprehensive implementation tool:

RegCompliance is an online tool helping you to identify, assess and implement all European and national new financial regulatory requirements individualised for your company.

Our Content in Numbers

In our tool we integrated all relevant European and national financial supervisory legal acts and relevant supplementing information of various regulators.

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Searchable Records
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Relevant Publications
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Legal Acts

Our smart search includes every referenced or linked content within RegDatabase and LegalActs. This means you can full text search within the complete content of RegDatabase, including all European and national financial supervisory legal acts, as well as supplementing information of various national regulators. The search results are automatically categorised and our algorithm anticipates typos and makes suggestions.

Smart Full Text Search

ENSURE MARISK COMPLIANCE WITH REGCOMPLIANCE

RegCompliance is an intuitive tech solution that helps you identify, assess and implement all European and German financial regulatory developments of relevance to you. RegCompliance is tailored to the AT 4.4.2 MaRisk process. No more Excel tables and no more overly complex tools! RegCompliance is intuitive and cuts work down to the essentials and, at the same time, is audit-proof.
Assessment of relevance
Assess the relevance of a regulatory development. RegCompliance supports you in doing so by identifying – based on the registration process – only regulatory developments relevant to you.
Implementation management
RegCompliance supports you in the implementation process through a project management function. In doing so it also helps you keep an eye on the current status of the implementation process at all times.
Impact assessment
RegCompliance helps you create an impact assessment with regard to the regulatory developments by guiding you through a series of questions. At the end, you will receive a score displaying the quantitative relevance.
Connection with internal set of rules
Connect the new norms with your IKS.
Gap analysis support
RegCompliance helps you identify the impacts of new legal requirements for your institution by means of an IT supported gap analysis. This allows you to effectively manage the necessary operational changes and the related implementation process, as well as the documentation for audits.
Presentation of information
All regulatory developments are presented to you in an easily comprehensible yet legally substantiated manner.

Legal Automation

You can also use RegGateway to create decision trees. We have created “compliance checklists” for this purpose. Therefore our team would be pleased to provide you with a possible use case to confirm whether your institution/ branch complies with the requirements of the German Money Laundering Act.

FAQ

Most frequent questions and answers
RegGateway is a so called “Freemium Tool”: We intentionally want to share our knowledge with our clients for free. Most of the content and features are therefore free of charge. Only RegCompliance and Advanced Features of RegDatabase and LegalActs will be subject to fees.
The Advanced Features of RegGateway provides you with additional features to individualise the Public Library and to make your own Individual Libraries. The Advanced Features are developed for teams to share knowledge and to completely individualise the content.  You can make your own legal repository, add Notes or upload documents, all connected and mapped to the relevant legal information.
We cover International, European and local rules, Currently, local rules are limited to Germany.
We use a mix of IT tools and a standardized manual process in order to try to ensure that the various tools are up to date and complete.
The RegTracker tracks more acts than the RegRadar and allows you to identify the key stages of each act. These acts are again grouped by matter subject. By clicking a on specific stage, you can see details regarding this stage and a link which leads you to the relevant regulatory document. The timeline will also show you the impact date in terms of the implementation deadline.

The RegRadar can be used to get a quick overview of the key regulatory developments affecting the financial industry on a horizon of one, two and three years. You can filter by jurisdiction, stage of each item as well as the type of act. We also track key events other than regulatory acts.

Of course, we are happy to give you an online demo of RegCompliance and its features. Just contact us here.
Just contact us and we give you a demo of all Advanced Features.

The RegDatabase is built in a “tree structure”. It is divided by subject matter. Key subject matters are sub-divided which allows you to quickly get to the topic which is relevant to you. Each topic is further separated between local, European and international law. Within each jurisdiction, we also separate between the different sources of law, e.g. acts and regulations. Once you have identified a specific act, the RegDatabase gives you the link to the most recent version and also to the legislative history. For key acts, RegDatabase allows you to navigate through individual provisions; we are currently working on extending this function to all acts.

With the Advanced Features you can create your own legal inventory/ obligations register for your institution and/or department, based on the comprehensive RegDatabase. In addition, you can link acts with commentaries, your personal notes or additional documents, eg internal policies and create links. In this way, our tool can serve as your central repository for Compliance/Governance.

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